The Compliance Team

Our Compliance team plays a vital role in protecting both Ad Valorem and our clients by ensuring the highest regulatory and professional standards are met. The team works closely with colleagues across the business to manage risk, support best practice, and create a strong foundation for sustainable growth. If you’re detail-driven, analytical, and enjoy working in a highly trusted role, a career in Compliance offers challenge, variety, and long-term progression.

Meet the Experts

The Compliance team is made up of knowledgeable and supportive professionals who work collaboratively to keep the business operating safely and responsibly. From day one, you’ll be encouraged to ask questions, share insight, and develop your expertise, with experienced colleagues on hand to mentor and guide you. It’s a team where trust, accuracy, and teamwork are valued just as much as technical skill.

James Orwin profile picture

James Orwin

CEO & Founder
James Orwin profile picture

James Orwin

CEO & Founder
James Orwin profile picture

James Orwin

CEO & Founder
James Orwin profile picture

James Orwin

CEO & Founder

How You Can Grow Here

A career in Compliance offers clear development pathways and the opportunity to grow into specialist or leadership roles. Whether you’re starting your career or bringing existing experience, you’ll have the chance to build deep regulatory knowledge and broaden your responsibilities over time.


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Compliance Assistant

Support regulatory checks, client onboarding, and internal compliance processes.

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Compliance Officer

Manage day-to-day compliance activity, monitor risk, and support regulatory reporting.

Senior Compliance Advisor

Provide expert guidance, review complex cases, and support the wider business on compliance matters.

Head of Compliance

Lead the function, shape policy, and work closely with senior leadership to set compliance strategy.

A Day in the Life

A typical day in Compliance is varied and detail-focused. You might review client documentation, carry out risk assessments, advise colleagues on regulatory queries, and stay up to date with industry changes. The role balances structured processes with problem-solving and collaboration, ensuring no two days are exactly the same.

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“Compliance is about trust and responsibility. The team here is incredibly supportive, and you’re encouraged to develop real expertise while making a meaningful impact on the business.”

Tom Foot FCA
Tom Foot FCA Compliance Director
Watch Tom's Story